-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KtpOMfPoLIs807AXn2SZPzjxxshJ+/3ccwXdpiV64c3kfSOrDGyUH4JHexpefs0G aULZoJZG+A9w0282gIxptw== 0000950134-97-001145.txt : 19970222 0000950134-97-001145.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950134-97-001145 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970218 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WILD OATS MARKETS INC CENTRAL INDEX KEY: 0000909990 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CONVENIENCE STORES [5412] IRS NUMBER: 841100630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49055 FILM NUMBER: 97536884 BUSINESS ADDRESS: STREET 1: 1645 BROADWAY CITY: BOULDER STATE: CO ZIP: 80302 BUSINESS PHONE: 3034405220 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GILLILAND MICHAEL C CENTRAL INDEX KEY: 0001033521 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1645 BROADWAY CITY: BOULDER STATE: CO ZIP: 50302 BUSINESS PHONE: 3034405220 SC 13G 1 WILD OATS MARKETS, INC. (MICHAEL C. GILLILAND) 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Wild Oats Markets, Inc. ----------------------------------------- (Name of Issuer) Common Stock ----------------------------------------- (Title of Class of Securities) 968808B-10-7 ----------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 6 Pages 2 CUSIP NO. 9688088-10-7 13G PAGE 2 OF 6 PAGES 1 NAME OF REPORTING PERSON Michael C. Gilliland S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. 5 SOLE VOTING POWER 494,846 shares NUMBER OF 6 SHARED VOTING POWER SHARES 494,846 shares held by Elizabeth C. Cook, BENEFICIALLY Mr. Gilliland's spouse. OWNED BY EACH 6,860 shares held by Ian P. Gilliland 1993 Trust, REPORTING Mr. Gilliland's son. PERSON WITH 6,860 shares held by Stella E. Gilliland 1993 Trust, Mr. Gilliland's daughter. 496,146 shares held by Gilliland/Cook Family Investments, L.P. 7 SOLE DISPOSITIVE POWER N/A 8 SHARED DISPOSITIVE POWER N/A 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,499,558 shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 21.8% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTION BEFORE FILLING OUT! 3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 10549 --------------------------------- SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 --------------------------------- Item 1. (a). Name of Issuer: Wild Oats Markets, Inc. (b). Address of Issuer's Principal Executive Offices: 1645 Broadway Boulder, CO 80302 Item 2. (a). Name of Person Filing: Michael C. Gilliland (b). Address of Principal Business Office: 1645 Broadway Boulder, CO 80302 Page 3 of 6 Pages 4 Item 2. (c). Citizenship: U.S. (d). Title of Class of Securities: Common Stock (e). CUSIP Number: 968808B-10-7 Item 3. This statement is filed pursuant to Rule by n/a Item 4. Ownership. (a). Amount Beneficially Owned 1,499,558 shares (b). Percent of Class: 21.8% (c). Number of Shares as to which Michael C. Gilliland has: (i) sole power to vote or to direct the vote 494,846 (ii) shared power to vote or to direct the vote (ii) 494,846 shares held by Elizabeth C. Cook, Mr. Gilliland's spouse. 6,860 shares held by Ian P. Gilliland 1993 Trust, Mr. Gilliland's son. 6,860 shares held by Stella E. Gilliland 1993 Trust, Mr. Gilliland's daughter. 496,146 shares held by Gilliland/Cook Family Investments, L.P. (iii) sole power to dispose or to direct the disposition of n/a (iv) shared power to dispose or to direct the disposition of n/a Page 4 of 6 Pages 5 Item 5. Ownership of Five Percent or Less of a Class: n/a Item 6. Ownership of More Than Five Percent on Behalf of Another Person: n/a Item 7. Identification and Classification of Subsidiaries which Acquired the Security Being Reported on by the Parent Holding Company: n/a Item 8. Identification and Classification of Members of the Group: n/a Page 5 of 6 Pages 6 Item 9. Notice of Dissolution of Group: n/a Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. By: /s/ Michael C. Gilliland ------------------------ Michael C. Gilliland Shareholder Dated: February 13, 1997 Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----